Financial Adviser
· COFFS HARBOUR, NSW
Richie Sorensen
No disciplinary history on record with ASIC
14
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000423727
Richie Sorensen is a financial adviser based in Coffs Harbour, New South Wales, with 14 years of experience in the financial services industry. Richie is currently authorised under Findex Advice Services Pty Ltd. Richie holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Commerce from University of Western Sydney. Richie is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2001
Bachelor of Commerce
University of Western Sydney
2015
Advanced Diploma of Financial Planning
Kaplan Professional
2016
Self Managed Superannuation Funds
Kaplan Professional
2021
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional
Registration History
One off licensee approval is required for all MDA services and products which are either not on the approved product list or Derivatives.
Source: ASIC Financial Advisers Register