Financial Adviser
· CHARLESTOWN, NSW
Christopher Upton
No disciplinary history on record with ASIC
13
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000442736
Christopher Upton is a financial adviser based in Charlestown, New South Wales, with 13 years of experience in the financial services industry. Christopher is currently authorised under Personal Financial Services Ltd. Christopher holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Master of Financial Planning from Kaplan. Christopher is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2005
Certificate III in Financial Services
Institute of Financial Services Inc
2010
Diploma of Financial Services (Financial Planning)
Kaplan Professional
2012
Advanced Diploma of Financial Services (Financial Planning)
Kaplan Professional
2018
Graduate Diploma of Financial Planning
Kaplan Professional
2019
Master of Financial Planning
Kaplan
2024
Ethics and Professionalism in Financial Advice
Ethics - Kaplan
Registration History
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
FORSYTHES FINANCIAL SERVICES PTY LTD
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
FORSYTHES FINANCIAL SERVICES PTY LTD
Source: ASIC Financial Advisers Register