Financial Adviser
· ADAMSTOWN HEIGHTS, NSW
Nicholas John Woods
No disciplinary history on record with ASIC
17
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001004089
Nicholas John Woods is a financial adviser based in Adamstown Heights, New South Wales, with 17 years of experience in the financial services industry. Nicholas is currently authorised under Count Financial Limited. Nicholas holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Bachelor of Business from University of Newcastle. Nicholas is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2005
Bachelor of Business
University of Newcastle
2007
Diploma of Financial Services (Financial Planning)
Mentor Education
2012
Advanced Diploma of Financial Services (Financial Planning)
Kaplan Professional
2020
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education
2021
FPC001B Economic and Legal Context for Financial Planning
Regulation & Legal Obligations - Kaplan Higher Education
2021
FPC007B Client Engagement Skills
Behavioural Finance - Kaplan Higher Education
Registration History
Not authorised to provide personal advice on Listed Securities and Standard Margin Lending.
Source: ASIC Financial Advisers Register