Financial Adviser
· YARRALUMLA, ACT
James Frederick Rawlings
No disciplinary history on record with ASIC
29
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001004799
James Frederick Rawlings is a financial adviser based in Yarralumla, Australian Capital Territory, with 29 years of experience in the financial services industry. James is currently authorised under Alliance Wealth Pty Ltd. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Certified Financial Planner (CFP) Program from FPA Australia. James is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
1996
Bachelor of Arts
University of Queensland
2002
Bachelor of Business (International Business)
Queensland University Technology
2002
Diploma of Financial Planning (DFP 1-8)
FPA Australia
2005
Certified Financial Planner (CFP) Program
FPA Australia
2019
Ethics and Professionalism in Financial Advice Course (FPC002B)
Ethics - Kaplan Higher Education
2022
Specialist SMSF Course
SuperConcepts & University of Adeliade
2023
Commercial Law Course
Kaplan Professional
2023
Tax for Financial Advising Course
Kaplan Professional
2026
Residential Aged Care Workshop
Aged Care Gurus