Financial Adviser · HACKETT, ACT

James Smith

HACKETT, ACT
15 Years experience
Tax advice
authorised
ASIC Registered · ADV 001006373
Currently at
Melbourne, VIC (firm address)

James Smith is a financial adviser based in Hackett, Australian Capital Territory, with 15 years of experience in the financial services industry since 2011. James is currently authorised under Guideway Financial Services. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). James's qualifications include a Master of Financial Planning from Kaplan Higher Education Pty Limited.

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds

Restrictions: Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised

Authorised to provide tax financial advice services

Qualifications and Training

2011
Diploma of Financial Services (Financial Planning) FNS50804
Mentor Education Group
2013
Advanced Diploma of Financial Planning FNS60410
Mentor Education Group
2015
Self Managed Superannuation Funds
Mentor Education Group
2016
Master of Financial Planning
Kaplan Higher Education Pty Limited
2025
Commercial Law
Kaplan Education Pty Ltd
2025
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education

Registration History

Jun 2026 - Present Current
Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised
Jul 2020 - Jun 2026 Ceased
Sep 2019 - Jun 2020 Ceased
Oct 2016 - Oct 2018 Ceased
May 2014 - Oct 2016 Ceased
Feb 2011 - Feb 2013 Ceased

Source: ASIC Financial Advisers Register