Data sourced from ASIC Financial Advisers Register
Financial Adviser · CANBERRA CITY, ACT

Shi Chen

15 Years experience
Tax advice
authorised
Currently at
Capstone Financial Planning Pty Ltd
Melbourne, VIC
View firm profile
ASIC Registered · ADV 000413819

Shi Chen is a financial adviser based in Canberra City, Australian Capital Territory, with 15 years of experience in the financial services industry. Shi is currently authorised under Capstone Financial Planning Pty Ltd. Shi holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Their qualifications include a Certified Financial Planner (CFP) from Financial Planning Association of Australia (FPA). Shi is a member of Financial Advice Association of Australia (FAAA) and Justice of the Peace (ACT Government).

Authorised to Advise On

Tax Financial Advice Superannuation Life Insurance Life Insurance Investments Managed Investments Securities Deposit Products Government Bonds Margin Lending

Authorised to provide tax financial advice services

Qualifications and Training

1999
Bachelor of Business
University of Technology Sydney
2010
Diploma of Financial Services
Intellitrain
2011
Margin Lending
Pinnacle Financial Services Academy
2013
Self Managed Superannuation Funds
Kaplan Professional
2015
Investments & Portfolio Selection
University of Technology Sydney
2018
DFP5v4 Tax for Financial Advising
Kaplan Professional
2018
TASACLv2 Commercial Law
Kaplan Professional
2019
Certified Financial Planner (CFP)
Financial Planning Association of Australia (FPA)
2020
Accredited Listed Product Adviser Program
Kaplan Professional
2025
Ethics and Professionalism in Financial Advice
Ethics - Kaplan

Registration History

Capstone Financial Planning Pty Ltd
Jul 2020 - Present Current
Gps Wealth Ltd
Mar 2019 - Jul 2020 Ceased
A.C.N. 133 593 012 PTY LTD
Oct 2018 - Dec 2018 Ceased
Akumin Financial Planning Pty Limited
Nov 2011 - Mar 2017 Ceased
Authorised in MDA services, which is restricted to Limited Authority to Operate services. One off licensee approval is required for all products which are either not on the approved product list or Derivatives.

Source: ASIC Financial Advisers Register